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Financial Terms Glossary

Understand Key Financial Terms

Learn the essential financial terms every homebuyer should know to make informed decisions during your home purchase.

Adjustable-rate Mortgage (ARM)

A mortgage whose interest rate changes periodically based on the changes in a specified index.

Adjustment Date

The date on which the interest rate changes for an adjustable-rate mortgage (ARM).

Adjustment Period

The period that elapses between the adjustment dates for an adjustable-rate mortgage (ARM).

Amortization

The repayment of a mortgage loan by installments with regular payments to cover the principal and interest.

Amortization term

The amount of time required to amortize the mortgage loan. The amortization term is expressed as a number of months. For example, for a 30-year fixed-rate mortgage, the amortization term is 360 months.

Annual Percentage Rate (APR)

The cost of a mortgage stated as a yearly rate; includes such items as interest, mortgage insurance, and loan origination fee (points).

Appreciation

An increase in the value of a property due to changes in market conditions or other causes. The opposite of depreciation.

Asset

Anything of monetary value that is owned by a person. Assets include real property, personal property, and enforceable claims against others (including bank accounts, stocks, mutual funds, and so on).

Assignment

The transfer of a mortgage from one person to another.

Assumable Mortgage

A mortgage that can be taken over ("assumed") by the buyer when a home is sold.

Assumption

The transfer of the seller's existing mortgage to the buyer.

Assumption Clause

A provision in an assumable mortgage that allows a buyer to assume responsibility for the mortgage from the seller. The loan does not need to be paid in full by the original borrower upon sale or transfer of the property.

Assumption Fee

The fee paid to a lender (usually by the purchaser of real property) resulting from the assumption of an existing mortgage.

Balance Sheet

A financial statement that shows assets, liabilities, and net worth as of a specific date.

Balloon Mortgage

A mortgage that has level monthly payments that will amortize it over a stated term but that provides for a lump sum payment to be due at the end of an earlier specified term.

Balloon Payment

The final lump sum payment that is made at the maturity date of a balloon mortgage.

Basis Point

A basis point is 1/100th of a percentage point. For example, a fee calculated as 50 basis points of a loan amount of $100,000 would be 0.50% or $500.

Binder

A preliminary agreement, secured by the payment of an earnest money deposit, under which a buyer offers to purchase real estate.

Biweekly Payment Mortgage

A mortgage that requires payments to reduce the debt every two weeks (instead of the standard monthly payment schedule). The 26 (or possibly 27) biweekly payments are each equal to one-half of the monthly payment that would be required if the loan were a standard 30-year fixed-rate mortgage, and they are usually drafted from the borrower's bank account. The result for the borrower is a substantial savings in interest.

Blanket Mortgage

The mortgage that is secured by a cooperative project, as opposed to the share loans on individual units within the project.

Breach

A violation of any legal obligation.

Bridge Loan

A form of second trust that is collateralized by the borrower's present home (which is usually for sale) in a manner that allows the proceeds to be used for closing on a new house before the present home is sold. Also known as "swing loan."

Broker

A person who, for a commission or a fee, brings parties together and assists in negotiating contracts between them.

Buydown Mortgage

A temporary buydown is a mortgage on which an initial lump sum payment is made by any party to reduce a borrower's monthly payments during the first few years of a mortgage. A permanent buydown reduces the interest rate over the entire life of a mortgage.

Call Option

A provision in the mortgage that gives the mortgagee the right to call the mortgage due and payable at the end of a specified period for whatever reason.

Cap

A provision of an adjustable-rate mortgage (ARM) that limits how much the interest rate or mortgage payments may increase or decrease.

Capital Improvement

Any structure or component erected as a permanent improvement to real property that adds to its value and useful life.

Cash-out Refinance

A refinance transaction in which the amount of money received from the new loan exceeds the total of the money needed to repay the existing first mortgage, closing costs, points, and the amount required to satisfy any outstanding subordinate mortgage liens. In other words, a refinance transaction in which the borrower receives additional cash that can be used for any purpose.

Certificate of Deposit

Commonly known as a "CD," certificates of deposit bear a maturity date and a specified rate of interest. Penalties may apply for early withdrawal.

Certificate of Eligibility

A document issued by the federal government certifying a veteran's eligibility for a Department of Veterans Affairs (VA) mortgage.

Certificate of Reasonable Value (CRV)

A document issued by the Department of Veterans Affairs (VA) that establishes the maximum value and loan amount for a VA mortgage.

Certificate of Title

A statement provided by an abstract company, title company, or attorney stating that the title to real estate is legally held by the current owner.

Chain of Title

The history of all of the documents that transfer title to a parcel of real property, starting with the earliest existing document and ending with the most recent.

Change Frequency

The frequency (in months) of payment and/or interest rate changes in an adjustable-rate mortgage (ARM).

Clear Title

A title that is free of liens or legal questions as to ownership of the property.

Closing

A meeting at which a sale of a property is finalized by the buyer signing the mortgage documents and paying closing costs. Also called "settlement."

Closing Cost Item

A fee or amount that a home buyer must pay at closing for a single service, tax, or product. Closing costs are made up of individual closing cost items such as origination fees and attorney's fees. Many closing cost items are included as numbered items on the HUD-1 statement. Expenses (over and above the price of the property) incurred by buyers and sellers in transferring ownership of a property. Closing costs normally include an origination fee, an attorney's fee, taxes, an amount placed in escrow, and charges for obtaining title insurance and a survey. Closing costs percentage will vary according to the area of the country.

Closing Statement

Also referred to as the HUD-1. The final statement of costs incurred to close on a loan or to purchase a home.

Cloud on Title

Any conditions revealed by a title search that adversely affect the title to real estate. Usually clouds on title cannot be removed except by a quitclaim deed, release, or court action.

Collateral

An asset (such as a car or a home) that guarantees the repayment of a loan. The borrower risks losing the asset if the loan is not repaid according to the terms of the loan contract.

Collection

The efforts used to bring a delinquent mortgage current and to file the necessary notices to proceed with foreclosure when necessary.

Combination Loan

With this type of loan, you receive a first mortgage for 80 percent of the loan amount, and a second mortgage at the same time for the remainder of the balance. If avoiding PMI (mortgage insurance) is important to you, consider combination loans--known as 80/10/10 loans or 80/20's.

Combined Loan-to-Value (CLTV)

The unpaid principal balances of all the mortgages on a property (first and second usually) divided by the property's appraised value.

Co-maker

A person who signs a promissory note along with the borrower. A co-maker's signature guarantees that the loan will be repaid, because the borrower and the co-maker are equally responsible for the repayment. See endorser.

Commission

The fee charged by a broker or agent for negotiating a real estate or loan transaction. A commission is generally a percentage of the price of the property or loan.

Commitment Letter

A formal offer by a lender stating the terms under which it agrees to lend money to a home buyer. Also known as a "loan commitment."

Common Areas

Those portions of a building, land, and amenities owned (or managed) by a planned unit development (PUD) or condominium project's homeowners' association (or a cooperative project's cooperative corporation) that are used by all of the unit owners, who share in the common expenses of their operation and maintenance. Common areas include swimming pools, tennis courts, and other recreational facilities, as well as common corridors of buildings, parking areas, means of ingress and egress, etc.

Community Home Improvement Mortgage Loan

An alternative financing option that allows low- and moderate-income home buyers to obtain 95 percent financing for the purchase and improvement of a home in need of modest repairs. The repair work can account for as much as 30 percent of the appraised value.

Community Property

In some western and southwestern states, a form of ownership under which property acquired during a marriage is presumed to be owned jointly unless acquired as separate property of either spouse.

Comparables

An abbreviation for "comparable properties"; used for comparative purposes in the appraisal process. Comparables are properties like the property under consideration; they have reasonably the same size, location, and amenities and have recently been sold. Comparables help the appraiser determine the approximate fair market value of the subject property.

Compound Interest

E-LOAN CDs and Savings accounts compound interest daily. This refers to any interest earned on an account holder's principal balance, as well as any prior interest.

Condominium Conversion

Changing the ownership of an existing building (usually a rental project) to the condominium form of ownership.

Conforming Loan

The current conforming loan limit is $417,000 and below. Conforming loan limits change annually.

Construction Loan

A short-term, interim loan for financing the cost of construction. The lender makes payments to the builder at periodic intervals as the work progresses.

Consumer Reporting Agency (or Bureau)

An organization that prepares reports that are used by lenders to determine a potential borrower's credit history. The agency obtains data for these reports from a credit repository as well as from other sources.

Contingency

A condition that must be met before a contract is legally binding. For example, home purchasers often include a contingency that specifies that the contract is not binding until the purchaser obtains a satisfactory home inspection report from a qualified home inspector.

Conventional Mortgage

A mortgage that is not insured or guaranteed by the federal government.

Convertibility Clause

A provision in some adjustable-rate mortgages (ARMs) that allows the borrower to change the ARM to a fixed-rate mortgage at specified timeframes after loan origination.

Convertible ARM

An adjustable-rate mortgage (ARM) that can be converted to a fixed-rate mortgage under specified conditions.

Cooperative (Co-op)

A type of multiple ownership in which the residents of a multiunit housing complex own shares in the cooperative corporation that owns the property, giving each resident the right to occupy a specific apartment or unit.

Corporate Relocation

Arrangements under which an employer moves an employee to another area as part of the employer's normal course of business or under which it transfers a substantial part or all of its operations and employees to another area because it is relocating its headquarters or expanding its office capacity.

Cost of Funds Index (COFI)

An index that is used to determine interest rate changes for certain adjustable-rate mortgage (ARM) plans. It represents the weighted-average cost of savings, borrowings, and advances of the 11th District members of the Federal Home Loan Bank of San Francisco.

Covenant

A clause in a mortgage that obligates or restricts the borrower and that, if violated, can result in foreclosure.

Credit Repository

An organization that gathers, records, updates, and stores financial and public records information about the payment records of individuals who are being considered for credit.

Deed

The legal document conveying title to a property.

Deed in Lieu

A deed given by a mortgagor to the mortgagee to satisfy a debt and avoid foreclosure.

Deed of Trust

The document used in some states instead of a mortgage; title is conveyed to a trustee.

Default

Failure to make mortgage payments on a timely basis or to comply with other requirements of a mortgage.

Delinquency

Failure to make mortgage payments when mortgage payments are due.

Depreciation

A decline in the value of property; the opposite of appreciation.

Due-on-Sale Provision

A provision in a mortgage that allows the lender to demand repayment in full if the borrower sells the property that serves as security for the mortgage.

Escrow Account

The account in which a mortgage servicer holds the borrower's escrow payments prior to paying property expenses.

Escrow Analysis

The periodic examination of escrow accounts to determine if current monthly deposits will provide sufficient funds to pay taxes, insurance, and other bills when due.

Escrow Collections

Funds collected by the servicer and set aside in an escrow account to pay the borrower's property taxes, mortgage insurance, and hazard insurance.

Escrow Disbursements

The use of escrow funds to pay real estate taxes, hazard insurance, mortgage insurance, and other property expenses as they become due.

Escrow Payment

The portion of a mortgagor's monthly payment that is held by the servicer to pay for taxes, hazard insurance, mortgage insurance, and other items. Known as "impounds" or "reserves" in some states.

Estate

The ownership interest of an individual in real property. The sum total of all the real property and personal property owned by an individual at time of death.

Eviction

The lawful expulsion of an occupant from real property.

Examination of Title

The report on the title of a property from the public records or an abstract of the title.

Fair Credit Reporting Act

A consumer protection law that regulates the disclosure of consumer credit reports and establishes procedures for correcting mistakes.

Fair Market Value

The highest price that a buyer, willing but not compelled to buy, would pay, and the lowest a seller, willing but not compelled to sell, would accept.

Fannie Mae

A congressionally chartered, shareholder-owned company that is the nation's largest supplier of home mortgage funds.

Fannie Mae's Community Home Buyer's Program

An income-based community lending model offering flexible underwriting guidelines to increase a low- or moderate-income family's buying power.

Fee Simple

The greatest possible interest a person can have in real estate.

Federal Housing Administration (FHA)

An agency of the U.S. Department of Housing and Urban Development (HUD) that insures residential mortgage loans made by private lenders.

FHA Mortgage

A mortgage that is insured by the Federal Housing Administration (FHA). Also known as a government mortgage.

Finder's Fee

A fee or commission paid to a mortgage broker for finding a mortgage loan for a prospective borrower.

First Adjustment

When you can expect the first rate adjustment in your ARM loan.

First Mortgage

A mortgage that is the primary lien against a property.

Float Down Option

An option to choose a lower rate within 30 days before the closing of your loan and "float down" to a lower rate than the previously locked-in rate.

Fixed-rate Mortgage (FRM)

A mortgage in which the interest rate does not change during the entire term of the loan.

Flood Insurance

Insurance that compensates for physical property damage resulting from flooding. Required for properties in federally designated flood areas.

Foreclosure

The legal process by which a borrower in default under a mortgage is deprived of his or her interest in the mortgaged property.

Fully Amortized ARM

An adjustable-rate mortgage (ARM) with a monthly payment sufficient to amortize the remaining balance over the amortization term.

Good Faith Estimate

An estimate of charges which a borrower is likely to incur in connection with a settlement.

Hazard Insurance

Insurance protecting against loss to real estate caused by fire, some natural causes, vandalism, etc.

Home Equity Line of Credit

A credit line secured by a second deed of trust on a house. Equity lines of credit are revolving accounts that work like a credit card.

Home Equity Loan

A loan secured by a second deed of trust on a house, typically used as a home improvement loan.

Housing Ratio

The ratio of the monthly housing payment in total (PITI) divided by the gross monthly income. Also referred to as the top ratio or front end ratio.

HUD

The U.S. Department of Housing and Urban Development.

Index

A published interest rate to which the interest rate on an Adjustable Rate Mortgage (ARM) is tied.

Impound Account

An account established by the lender to pay a borrower's tax and insurance costs, funded by an increase in the monthly mortgage payment.

Jumbo Mortgage

The current loan limit for a conforming loan is $417,000. Loan amounts of $359,651 and above are considered non-conforming or jumbo mortgages and are usually subject to higher pricing.

Lien

An encumbrance against property for money due, either voluntary or involuntary.

Lender

The bank, mortgage company, or mortgage broker offering the loan.

LIBOR

LIBOR stands for London Inter-Bank Offered Rate. This is a favorable interest rate offered for U.S. dollar deposits between a group of London banks. The LIBOR is an international index that follows world economic conditions.

Lifetime Cap

A provision of an ARM that limits the highest rate that can occur over the life of the loan.

Loan to Value Ratio (LTV)

The unpaid principal balance of the mortgage on a property divided by the property's appraised value. The LTV affects programs available to the borrower.

Lock Period

The amount of time that a lender will guarantee a loan's interest rate, usually for 30, 45 or 60 days.

Lock-in

A written agreement guaranteeing the home buyer a specified interest rate provided the loan is closed within a set period of time.

Margin

The number of percentage points a lender adds to the index value to calculate the ARM interest rate at each adjustment period.

Maturity Date

A pre-set date informing account owners when they can withdraw principal funds without incurring a penalty.

Mortgage

A legal document that pledges a property to the lender as security for payment of a debt.

Mortgage Disability Insurance

A disability insurance policy which will pay the monthly mortgage payment in the event of a covered disability of an insured borrower for a specified period of time.

Mortgage Insurance (MI)

Insurance written by an independent mortgage insurance company protecting the mortgage lender against loss incurred by a mortgage default.

Mortgagee

The person or company who receives the mortgage as a pledge for repayment of the loan. The mortgage lender.

Mortgagor

The mortgage borrower who gives the mortgage as a pledge to repay.

Negative Amortization

Occurs when the mortgage payment is less than a loan's accruing interest. This causes a loan's balance to grow instead of reduce or "amortize."

Non-Conforming Loan

Also called a jumbo loan. Conventional home mortgages not eligible for sale and delivery to Fannie Mae or Freddie Mac due to loan amount or underwriting guidelines.

Origination Fee

A fee imposed by a lender to cover certain processing expenses in connection with making a real estate loan. Usually a percentage of the amount loaned.

Owner Financing

A property purchase transaction in which the property seller provides all or part of the financing.

Periodic Cap

The maximum rate increase for a specific period for a specific loan (ARM) only.

PITI

Principal, interest, taxes and insurance—the components of a monthly mortgage payment.

Planned Unit Developments (PUD)

A subdivision of five or more individually owned lots with one or more other parcels owned in common.

Points

Charges levied by the mortgage lender and usually payable at closing. One point represents 1% of the face value of the mortgage loan.

Prepaids

Those expenses of property which are paid in advance of their due date and will usually be prorated upon sale, such as taxes, insurance, or rent.

Prepayment Penalty

A charge imposed by a mortgage lender on a borrower who wants to pay off part or all of a mortgage loan in advance of schedule.

Principal

In a loan context, this refers to the amount of debt, not including interest. In savings, it refers to the total amount originally deposited.

Private Mortgage Insurance (PMI)

Insurance provided by nongovernment insurers that protects lenders against loss if a borrower defaults.

Qualifying Ratios

The ratio of your fixed monthly expenses to your gross monthly income, used to determine how much you can afford to borrow.

Rate

The annual rate of interest on a loan, expressed as a percentage of 100.

Rate Cap

A limit on how much the interest rate can change, either at each adjustment period or over the life of the loan.

Rate Lock-in

A written agreement in which the lender guarantees the borrower a specified interest rate, provided the loan closes within a set period of time.

Rebate

Compensation received from a wholesale lender which can be used to cover closing costs or as a refund to the borrower.

Refinancing

The process of paying off one loan with the proceeds from a new loan using the same property as security.

Residential Mortgage Credit Report (RMCR)

A report requested by your lender that utilizes information from at least two of the three national credit bureaus.

Seller Carry Back

An agreement in which the owner of a property provides financing, often in combination with an assumed mortgage.

Simple Interest

An amount earned on an account holder's principal, according to a specified rate, not including compounding interest.

Stated/Documented Income

Loan products that require only that applicants "state" the source of their income without providing full supporting documentation.

Subordination

Requesting that a second mortgage holder go back into the second lien position when replacing an existing first mortgage with a new refinance loan.

Survey

A print showing the measurements of the boundaries of a parcel of land, together with the location of all improvements.

Tenants in Common

An undivided interest in property taken by two or more persons. There is no right of survivorship upon death.

Title Insurance

Insurance against loss resulting from defects of title to a specifically described parcel of real property.

Title Search

An investigation into the history of ownership of a property to check for liens, unpaid claims, or restrictions.

Total Debt Ratio

Monthly debt and housing payments divided by gross monthly income. Also known as the Back-End Ratio.

Variable Rate

An interest rate that may change once an account opens.

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